About

Jeff Kern is a partner in the Governmental Practice and serves as a Managing Partner of Sheppard Mullin’s New York office. Jeff also heads the…

Jeff Kern is a partner in the Governmental Practice and serves as a Managing Partner of Sheppard Mullin’s New York office. Jeff also heads the firm’s Securities Enforcement & Litigation Team and is a charter member of the Blockchain & Digital Assets Team.

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FINRA punctuated its annual post-New Year’s Report on FINRA’s Examination and Risk Monitoring Program (the “Report”), by including a new target category “Financial Crimes.” The inclusion of this category is noteworthy not only for its newness but also because FINRA, as a non-governmental self-regulatory organization, does not have authority to prosecute criminal activity.

Continue Reading Financial Crimes Makes Debut in FINRA Annual Priorities Preview

About

Jeff Kern is a partner in the Governmental Practice and serves as a Managing Partner of Sheppard Mullin’s New York office. Jeff also heads the…

Jeff Kern is a partner in the Governmental Practice and serves as a Managing Partner of Sheppard Mullin’s New York office. Jeff also heads the firm’s Securities Enforcement & Litigation Team and is a charter member of the Blockchain & Digital Assets Team.

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