About

Shane Killeen is an attorney in the Corporate Practice Group in the firm's San Diego (Del Mar) office. He is a member of the Due…

Shane Killeen is an attorney in the Corporate Practice Group in the firm's San Diego (Del Mar) office. He is a member of the Due Diligence team.

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During a May 19, 2021 webcast at the Financial Industry Regulatory Authority’s (“FINRA”) annual conference, Amy Sochard, FINRA’s Vice President of Advertising Regulation, indicated that the organization will seek public feedback on gamification practices utilized by some stock trading platforms to attract investors with a view toward issuing new rules or guidance.  “Gamification” refers to the application of typical elements of game playing, such as point scoring, competition with others, and rules of play, by trading platforms, online retailers or vendors to encourage engagement with a product or service.
Continue Reading Game On: FINRA Hints at Upcoming Gamification Sweep

Continue Reading Game On: FINRA Hints at Upcoming Gamification Sweep

About

Shane Killeen is an attorney in the Corporate Practice Group in the firm's San Diego (Del Mar) office. He is a member of the Due…

Shane Killeen is an attorney in the Corporate Practice Group in the firm's San Diego (Del Mar) office. He is a member of the Due Diligence team.